Bank Enforcement Actions 2024: Simplifying the Complexities
Duration : 60 Minutes
Justin Muscolino,
Justin Muscolino brings over 20 years of wide-ranging experience in compliance, training, and regulation in the financial services sector. Most recently, he served as Head of Compliance Training at Bank of China where he led the compliance training function and created and monitored the annual tra Read more
In today's ever-evolving regulatory financial landscape, we need to stay ahead of regulatory changes and enforcement actions which are very critical to the success and sustainability of any financial institution. By analyzing recent cases, financial institutions can identify regulatory trends and patterns to enhance their compliance framework to prevent and mitigate potential risks. Reviewing the enforcement actions brought by U.S. regulators over the past year can provide a number of benefits. We will go through the different banking regulators and discuss recent enforcement actions.
The goal of this training is to take away the lessons learned by prior enforcement actions, implementing changes within your compliance framework, continue with your risk mitigation efforts and manage your reputational risk when similar issues arise.
Course Objectives:
• Overview of the current regulatory environment
• Enforcement actions over the past year
• Lessons learned from enforcement actions
• What to do with your compliance program after learning the facts.
• Takeaways Target Audience: The following professionals from the financial services industry will benefit from this training:
• Compliance
• Legal
• Risk Management
• Operations
• Technology
Please reach us at 1-888-844-8963 for any further assistance or if you wish to register
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