How to Conquer BSA Audits!
Duration : 60 Minutes
Justin Muscolino,
Justin Muscolino brings over 20 years of wide-ranging experience in compliance, training, and regulation in the financial services sector. Most recently, he served as Head of Compliance Training at Bank of China where he led the compliance training function and created and monitored the annual tra Read more
BSA rules and regulations must be followed by financial institutions. Although financial institutions have been managing BSA operations in accordance with regulatory requirements, the shift to BSA audits has become increasingly important. Regulators look to the financial institution for confirmation and proof that BSA operations are being audited properly to ensure that BSA efforts are implemented and managed properly.
Audits are an important aspect to be done right since you don’t want an examiner to find out irregularities beforehand. The FFIEC BSA/Anti-Money Laundering (AML) Examination Manual helps financial institutions with the steps to conduct an audit. It also highlights changes and areas where banks should review their internal policies, processes, and procedures for compliance. Understanding these changes will keep you prepared and updated for your next BSA/AML examination.
Why Should You Attend:
To ensure your audits and examinations go well, it’s important that your reporting is done timely and accurately. This presentation highlights BSA audit best practices, a step-by-step approach to an audit and understanding the current environment which can alter your approach.
Course Outline:
• The current BSA/AML environment
• Understanding and conducting BSA audits
• How to apply recommended BSA audit procedures
• What to consider in your BSA audit
• Takeaways
What You Get:
• Training Materials
• Live Q&A Session with our Expert
• Participation Certificate
• Access to Signup Community (Optional)
• Reward Points
Who Will Benefit:
The following professionals from the financial services industry will benefit from this training:
• Compliance
• Legal
• Risk Management
• Operations
• Technology
Please reach us at 1-888-844-8963 for any further assistance or if you wish to register
100% MONEY BACK GUARANTEED
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LIVE : Scheduled on
09-January-2025 :03:00 PM EST
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